-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FkNQg7klMVVnfizwznV1Nga5yO9mUPX93nN5GIdj9PJlvB+bPpDXkhLF3EK/5tIb JjZJgPJ0NuQJY4ZOUYbojg== 0001047469-99-008085.txt : 19990303 0001047469-99-008085.hdr.sgml : 19990303 ACCESSION NUMBER: 0001047469-99-008085 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990302 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PLANET POLYMER TECHNOLOGIES INC CENTRAL INDEX KEY: 0000896861 STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS, MATERIALS, SYNTH RESINS & NONVULCAN ELASTOMERS [2821] IRS NUMBER: 330502606 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-49423 FILM NUMBER: 99555163 BUSINESS ADDRESS: STREET 1: 9985 BUSINESS PARK WAY STE A CITY: SAN DIEGO STATE: CA ZIP: 92131 BUSINESS PHONE: 6195495130 MAIL ADDRESS: STREET 1: 9985 BUSINESSPARK AVE STREET 2: STE A CITY: SAN DIEGO STATE: CA ZIP: 92131 FORMER COMPANY: FORMER CONFORMED NAME: PLANET POLYMER TECHNOLOGY INC DATE OF NAME CHANGE: 19950511 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: PETCAVICH REBECCA A CENTRAL INDEX KEY: 0001010194 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 432250217 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 9985 BUSINESS PARK AVENUE STREET 2: SUITE A CITY: SAN DIEGO STATE: CA ZIP: 92131 BUSINESS PHONE: 6195495130 MAIL ADDRESS: STREET 1: 9985 BUSINESS PARK AVENUE STREET 2: SUITE A CITY: SAN DIEGO STATE: CA ZIP: 92131 SC 13D/A 1 SCHEDULE 13D/A OMB APPROVAL OMB Number: 3235-0145 Expires: Estimated average burden hours per form: UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D/A (AMENDMENT NO. 3) UNDER THE SECURITIES EXCHANGE ACT OF 1934 PLANET POLYMER TECHNOLOGIES, INC. --------------------------------------------------------- (Name of Issuer) Common Stock --------------------------------------------------------- (Title of Class of Securities) 727044109 --------------------------------------------------------- (CUSIP Number) ------------- Rebecca A. Petcavich 6832 Town View Lane San Diego, California 92120 --------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) December 31, 1998 --------------------------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box. / / Check the following box if a fee is being paid with the statement / /. (A fee is not required only if the reporting person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) NOTE: Six copies of this statement, including all exhibits, should be filed with the Commission. See Rule 13d-1(a) for other parties to whom copies are to be sent. * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). SCHEDULE 13D CUSIP No. 727044109 Page 2 of 4 Pages 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Rebecca A. Petcavich - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) /X/ - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* 00 - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) / / Not applicable. - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER 568,993 -------------------------------------------------------------- NUMBER OF 8 SHARED VOTING POWER SHARES -0- BENEFICIALLY -------------------------------------------------------------- OWNED BY 9 SOLE DISPOSITIVE POWER EACH 568,993 REPORTING -------------------------------------------------------------- PERSON WITH 10 SHARED DISPOSITIVE POWER -0- - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 568,993 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* / / - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 8.97% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! SCHEDULE 13D FOR REBECCA A. PETCAVICH Item 1. SECURITY AND ISSUER. This Amendment No. 3 (the "Amendment") to the Schedule 13D dated as of November 29, 1995, and filed with the Securities and Exchange Commission on March 6, 1996, as amended on February 14, 1997 and February 6, 1998, relates to the beneficial ownership of shares of the Common Stock (the "Common Stock") of Planet Polymer Technologies, Inc., a California corporation (the "Issuer"). The principal executive offices of the Issuer are located at 9985 Business Park Avenue, Suite A, San Diego, CA 92131. This Amendment is being filed pursuant to Section 13(d)(2) of the Securities and Exchange Act of 1934, as amended, and Rule 13d-2 thereunder to disclose the decrease in beneficial ownership by 168,300 shares of Common Stock pursuant to the sale of such shares by Ms. Petcavich during the Issuer's fiscal year January 1, 1998 to December 31, 1998. Item 2. IDENTITY AND BACKGROUND. a. Name: Rebecca A. Petcavich b. Address: 6832 Town View Lane, San Diego, California 92120. c. Ms. Petcavich is a student at San Diego State University, San Diego, California. d. Not Applicable. e. Not Applicable. f. United States. Item 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION. A decrease in the beneficial ownership of 168,300 shares of Common Stock was caused by the sale of such shares by Ms. Petcavich during the Issuer's fiscal year January 1, 1998 to December 31, 1998. Item 4. PURPOSE OF TRANSACTION. Decreased beneficial ownership of shares of Common Stock occurred in connection with the sale of shares of Common Stock. Item 5. INTEREST IN SECURITIES OF THE ISSUER. a. Beneficial Ownership: 568,993 shares which includes 21,649 shares issuable upon exercise of options held by Ms. Petcavich. Percentage Ownership 8.97% b. Sole Voting Power: 568,993 Shared Voting Power: -0- Sole Dispositive Power: 568,993 Shared Dispositive Power -0- c. Recent Transactions: Ms. Petcavich sold 3,000 shares of Common Stock on January 29, 1999 at a price of 2.0626 per share. d. Right to Receive Dividends: Not applicable. e. Ownership below 5%: Not applicable. Item 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIP WITH RESPECT TO SECURITIES OF THE ISSUER. Not Applicable. Item 7. MATERIAL TO BE FILED AS EXHIBITS. Not Applicable SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 25, 1999 /s/ Rebecca A. Petcavich ------------------------------------------- Rebecca A. Petcavich -----END PRIVACY-ENHANCED MESSAGE-----